The Company will create and publish a policy on solicitations for trust beneficiary rights sales business based on Article 9 of the Law on Sales of Financial Products. The policy is as follows.
Definition of a sale of financial products
A sale of financial products means leading our clients to acquire real estate trust beneficiary rights, etc. or functioning as a proxy or an agent for the clients.
Basic policy on solicitation
We will solicit for investments that meet the purposes of our clients, with full understanding of their knowledge, investment experience and the amount of assets available for investments.
Explanation of our products
When introducing our products, we will fully explain the details and potential risks of the products according to our clients' knowledge, experiences and purposes, etc.
Compliance with laws, ordinances and regulations
When we contact our clients upon solicitation for investments, we will contact them during appropriate hours and in an appropriate manner. With the highest priority placed on the trust of our clients, we will comply with laws and regulations, as well as focusing truly on the clients.
Pursuit of knowledge and expertise
Every member of our firm will continuously pursue knowledge and expertise, so that we can meet the clients' expectations and trust. We will strengthen corporate management platforms to ensure that laws and regulations are complied with and investments are appropriately solicited.
| Based on the second, third and fourth clauses of Article 34 of Financial Instruments and Exchange Law, we make changes of investors' status in financial instruments exchange contracts—professional investors or general investors—on September 30 every year. |



